Mandatory Reporting to the LCPR

Jump to: St. Paul city and school district      Supplemental 403(b) and 457(b) plans      Volunteer Firefighter Relief Associations

  St. Paul city and school district

Statute: Section 356.27, Subd. 4
Reporting entity: City of St. Paul and St. Paul School District
What to file: For each labor organization, number of trades employees for whom the employer contributes to both a multiemployer plan and the PERA General Plan
When to file: Annually, by the 60th day after the end of the Fiscal Year of the employer

City of St. Paul

• St. Paul City Trades Employees with PERA, as of 2/06/2023
• St. Paul City Trades Employees with PERA, as of 1/14/2021

St. Paul Public Schools

• St. Paul Public Schools Trades Employees with PERA, Fiscal Year ending 6/30/2023
• St. Paul Public Schools Trades Employees with PERA, Fiscal Year ending 6/30/2022
• St. Paul Public Schools Trades Employees with PERA, Fiscal Year ending 6/30/2021

  Supplemental 403(b) and 457(b) plans

Statute: Section 356.24, Subd. 3
Reporting entity: Plan administrator or custodian of any deferred compensation plan under IRC section 457(b) or of any tax sheltered annuity program under IRC section 403(b)
What to file: For each investment fund offered, all fees that impact the rate of return and rates of return for the prior 1, 3, 5, and 10-year periods
When to file: Annually, by the 30th day after the end of the FY of the plan or program

American Century Services, LLC

• Calendar Year 2021
• Fund Fee & Performance Disclosure as of 12/31/2021
• American Century Services, LLC, filed this investment rate of return and fee disclosure for the Minnesota schools, school districts, and other governmental subdivisions on this list.

City of Coon Rapids

• 2022
• Empower Retirement as of October 31, 2022
• MissionSquare Investments as of November 29, 2022

EFS Advisors Choice

• Calendar Year 2022
• Retirement Plan Investment Offerings: Performance History as of 12/31/2022;
  Mutual Funds and Exchange Traded Funds (97 funds) and Risk Based Model Portfolio Options (6 portfolios)

Fidelity Investments

• as of December 31, 2021
• Mutual Funds Performance Report - Performance Update as of 12/31/2021

Horace Mann

• as of December 31, 2022
• LIC Annuities (List of plan sponsors)
  • Annuity Alternatives variable annuity program
  • Annuity Alternatives 2 variable annuity program
  • Goal Planning Annuity variable annuity program
  • Maximum Solutions 55 and Over variable annuity program
  • Maximum Solutions Under 55 variable annuity program
  • Maximum Soluntions II variable annuity program
  • New Solutions variable annuity program
  • Personal Retirement Planner Qualified variable annuity program
  • Qualified Group variable annuity program
  • Retirement Protector variable annuity program
  • Variable Solutions variable annuity program
  • Variable Solutions II variable annuity program
• Retirement Advantage mutual fund platform (List of plan sponsors)
  • Retirement Advantage Core Focus list mutual fund program
  • Retirement Advantage Core Plus Focus list mutual fund program
  • Retirement Advantage mutual fund program

Invesco Investment Services

• data as of 12/31/2021
• Participant Disclosure Report for Prototype Plans and Non-Prototype Plans
• Annual fee summary
• Invesco Investment Services filed this disclosure report and annual fee summary for the Minnesota schools, school districts, and other governmental subdivisions on this list.

Lincoln Investment

• as of June 15, 2022
• Asset Management - Composite Year To Date Returns
  Participating schools:
  • Cyber Village Academy
  • Janesville-Waldorf-Pemberton ISD 2835
  • Tri City United Public Schools ISD 2905

Minnesota Deferred Compensation Plan (MNDCP)

• as of June 30, 2022
• MNCDP Performance Report

Modern Woodmen Fraternal Financial

• Filed September 6, 2022
• Employer Retirement Plan Participant Disclosures
• Plan Fiduciary Fee Disclosure
• Modern Woodmen filed this investment rate of return and fee disclosure for the Minnesota schools,
  school districts, and other governmental subdivisions on this list.

Moorhead Public Service Department 457(b) Plan

• 2022
• MissionSquare Retirement Plan Sponsor Fee Disclosure

PenServ Plan Services

• as of November 18, 2022
• PenServe Annual Fee Disclosure.
• PenServ PenSelect Annual Fee Disclosure.
• Annual MN Plan Listing.
• Annual Filing Letter 05.17.2023.

Vanguard Funds

• as of August 29, 2022
• Vanguard 403(b) Plan Investment Offering Participant Investment and Fee Disclosure Notice
• Vanguard Funds filed this investment rate of return and fee disclosure for the Minnesota schools, school districts, and other governmental subdivisions on this list.
• as of June 23, 2022
• Blue Earth Area Schools ISD #2860
• Breckenridge Public Schools ISD #846
• Spring Grove Public Schools ISD #297

Voya Financial

• as of June 30, 2022
• Voya Financial filed investment rate of return and fee disclosure, called "performance updates," with the Commission for 187 Minnesota school districts, schools, and other educational institutions. See the list of school districts, schools, and other institutions here.
• If you would like to receive a copy of the disclosure for a particular school district, school, or educational institution, please contact us at 651-296-2750 or lcpr@lcpr.mn.gov.
• Voya also informed us that participants can access this information on the Voya participant website at voyaretirementplans.com.

  Investment Business Recipient Disclosure Forms (volunteer firefighter relief associations)

Statute: Section 356A.06, Subd. 5
Reporting entity: Volunteer Firefighter Relief Associations
What to file: "Investment Business Recipient Disclosure Form" that lists the recipients of investment business, allocated among banks, investment bankers, brokerage companies, or other investment managers, including SBI
When to file: Annually, by the 90th day after the end of the Fiscal Year of the plan

Receive a copy: If you would like to receive a copy of a relief association's disclosure form, please contact us at 612-296-2750, lcpr@lcpr.mn.gov, or lisa.diesslin@lcpr.mn.gov.